驗證檔簽章和憑證

本主題描述如何驗證 XPS 檔中的簽章,以及如何驗證與這些簽章相關的憑證。

在程式中使用下列程式碼範例之前,請先閱讀一般數位簽章程式設計 工作中的 免責聲明。

下列程式碼範例會檢查 XPS 檔中找到的數位簽章。

若要檢查 XPS 檔中的簽章,請執行下列步驟:

  1. 將檔載入簽章管理員,如初始化簽章管理員 中所述
  2. 從數位簽章管理員取得簽章集合。
  3. 取得集合中的簽章數目。
  4. 針對集合中的每個簽章,呼叫 Verify 方法,如下列程式碼範例所示。
HRESULT
VerifyAllDigitalSignaturesAndAuthenticateCertificates(
    IXpsSignatureManager *signatureManager
)
{
    HRESULT                       hr                              = S_OK;
    IXpsSignature                 *signature                      = NULL;
    IXpsSignatureCollection       *signaturesInDocument           = NULL;
    UINT32                        numberOfSignaturesInDocument    = NULL;

    hr = signatureManager->GetSignatures(&signaturesInDocument);
    if (SUCCEEDED(hr)) {
        hr = signaturesInDocument->GetCount(&numberOfSignaturesInDocument);
    }

    if (SUCCEEDED(hr)) {
        // Check each signature in the XPS document that was opened in
        //  the signature manager.
        for (UINT32 index = 0; index < numberOfSignaturesInDocument; index++)
        {
            // Get the signature in the current index of the 
            //  IXpsSignatureCollection object
            hr = signaturesInDocument->GetAt(index, &signature);

            if (SUCCEEDED(hr)) {
                PCCERT_CONTEXT       signingCertificate = NULL;
                XPS_SIGNATURE_STATUS signatureStatus; 

                signatureStatus = XPS_SIGNATURE_STATUS_BROKEN;
                // Verify the signature and authenticate 
                //  its signing certificate
                hr = VerifySignatureAndCertificates (
                        signature,
                        &signingCertificate,
                        &signatureStatus);
                if (FAILED(hr)) {
                    // If a FACILITY_SECURITY error code is returned then 
                    //  the current certificate was not the 
                    //    signing certificate, so continue with 
                    //  the enumeration.
                    if (HRESULT_FACILITY(hr) != FACILITY_SECURITY)
                    {
                        // If the error was not a FACILITY_SECURITY error  
                        //  then exit and return the error
                        break; // out of for loop
                    }
                }
                // release pointers for next loop
                if (NULL != signature) {
                    signature->Release(); 
                    signature = NULL; 
                }
                if (NULL != signingCertificate) {
                    CertFreeCertificateContext (signingCertificate); 
                    signingCertificate = NULL;
                }
            }
        }
    }
    if (NULL != signaturesInDocument) signaturesInDocument->Release();
    
    return hr;
}

若要驗證數位簽章,請先驗證簽署憑證所建立的簽章,然後驗證簽署憑證。 下列程式碼範例中使用的驗證方法會快取暫存憑證存放區中的憑證,密碼編譯 API 函式會在本範例稍後呼叫時使用。

若要建立暫存憑證存放區,請執行下列步驟:

  1. 建立暫存憑證存放區來保存簽章所使用的憑證。
  2. 逐一查看簽章的憑證集,並將每個憑證載入暫存憑證存放區。
HRESULT VerifySignatureAndCertificates (
    IXpsSignature           *signature,
    PCCERT_CONTEXT          *signingCertificate,
    XPS_SIGNATURE_STATUS    *signatureStatus
)
{
    HRESULT                         hr                        = S_OK;
    BOOL                            moreCertificates          = FALSE;
    IOpcCertificateEnumerator       *certificatesInSignature  = NULL;
    
    HCERTSTORE                      signatureCertificateStore = NULL;
    
    // Create a temporary certificate store.  
    signatureCertificateStore = CertOpenStore(
        CERT_STORE_PROV_MEMORY, 
        X509_ASN_ENCODING, 
        NULL, 
        0, 
        NULL);

    // Create a certificate enumerator to store the certificates 
    //  that are associated with the current signature.
    hr = signature->GetCertificateEnumerator(&certificatesInSignature);

    if (SUCCEEDED(hr))
    {
    // We need to call the MoveNext method to initialize the enumerator.
        hr = certificatesInSignature->MoveNext(&moreCertificates);
    }
    if (SUCCEEDED(hr))
    {
        // Iterate through the certificates in the signature, 
        //  and add each one to the temporary certificate store.  
        //  This temporary  certificate store simplifies 
        //  authentication of the signing certificate.
        while (moreCertificates)
        {
            PCCERT_CONTEXT certificate  = NULL;
            hr = certificatesInSignature->GetCurrent(&certificate);
            if (SUCCEEDED(hr))
            {
                // got the next certificate so
                // add the current certificate to the temporary certificate store.
                if (!CertAddCertificateContextToStore(signatureCertificateStore,
                    certificate,
                    CERT_STORE_ADD_REPLACE_EXISTING,
                    NULL))
                {
                    hr = E_FAIL;
                    // ERROR: could not add the certificate to the certificate store
                    break; // out of while loop
                }
                CertFreeCertificateContext (certificate);
            }
            else
            {
                // unable to get the certificate so skip
            }

            // move to next certificate in set
            if (FAILED(hr = certificatesInSignature->MoveNext(&moreCertificates)))
            {
                // ERROR: could not move to the next certificate in the enumerator
                break; // out of while loop
            }
            // moreCertificates == FALSE when the end of the set has been reached.
        }//End while
    }
    if (NULL != certificatesInSignature) certificatesInSignature->Release();

若要驗證用來簽署檔的數位簽章和憑證,請執行下列步驟:

  1. 逐一查看簽章所使用的憑證,以尋找簽署憑證。
  2. 藉由驗證憑證的簽章來測試憑證。 當 Verify 方法傳回 XPS_SIGNATURE_STATUS_VALID或 XPS_SIGNATURE_STATUS_QUESTIONABLE 的XPS_SIGNATURE_STATUS ,且不會傳回 FACILITY_SECURITY 錯誤時 ,就會找到簽署憑證。
    // Reset the enumerator
    hr = signature->GetCertificateEnumerator(&certificatesInSignature);
    if (SUCCEEDED (hr))
    {
        moreCertificates = FALSE;
        hr = certificatesInSignature->MoveNext(&moreCertificates);
    }
    if (SUCCEEDED(hr))
    {
        // Iterate through the certificates in the signature,
        //  and call the IXpsSignature.Verify() method
        //  on each certificate.  
        // A signature can include an entire certificate chain, and so 
        //  only one of the certificates found in this enumeration 
        //  is the certificate that was used to sign the package. 
        //  The signing certificate is the one to authenticate.  
        // To find the signing certificate,  iterate through 
        //  the certificates in the signature and select the certificate that 
        //  returns an XPS_SIGNATURE_STATUS of XPS_SIGNATURE_STATUS_VALID
        //  or XPS_SIGNATURE_STATUS_QUESTIONABLE and does not return a
        //  FACILITY_SECURITY error.
        XPS_SIGNATURE_STATUS localSignatureStatus;
        localSignatureStatus = XPS_SIGNATURE_STATUS_INCOMPLIANT;
        do
        {
            PCCERT_CONTEXT certificate = NULL;
            DWORD certificateStatus = NULL;

            if (FAILED(hr = certificatesInSignature->GetCurrent(&certificate)))
            {
                // We will skip corrupted certificates
                // free this one and move to the next
                CertFreeCertificateContext (certificate);
                hr = certificatesInSignature->MoveNext(&moreCertificates);
                if (FAILED(hr))
                {
                    // ERROR: could not move to the next 
                    //  certificate in the enumerator
                    break; // out of do loop with failed hr
                }
                // continue with next loop iteration
                continue;
            }
            
            // Verify that the signature conforms to the XPS signing policy.
            hr = signature->Verify(certificate, &localSignatureStatus);
            if (FAILED(hr))
            {
                // If a FACILITY_SECURITY error code is returned, then the
                //  current certificate was not the signing certificate,
                //  so continue to the next certificate.
                if (HRESULT_FACILITY(hr) == FACILITY_SECURITY)
                {
                    // free this one and move to the next
                    CertFreeCertificateContext (certificate);
                    hr = certificatesInSignature->MoveNext(&moreCertificates);
                    if (FAILED(hr))
                    {
                        // ERROR: could not move to the next certificate 
                        //  in the enumerator
                        break; // out of do loop with failed hr
                    }
                    continue;
                }
                // ERROR: An attempt to verify the signature has failed
                break; // out of do loop with failed hr
            }
            // if verification was successful, localSignatureStatus will
            //  contain the status of the signature.
            //
            // do loop continues in next code example

找到簽署憑證之後,請執行下列步驟:

  1. 儲存傳回的簽章狀態。
  2. 視需要更新本機狀態,以執行後續的憑證測試:
    1. 如果簽章狀態成功,請將本機狀態設定為可疑,以測試憑證。
    2. 如果簽章狀態不符合規範,請將本機狀態保留為不符合規範。
    3. 如果簽章狀態中斷或不完整,請將本機狀態設定為中斷。

XPS_SIGNATURE_STATUS_INCOMPLIANT 簽章狀態 表示不應該簽署的 XPS 檔部分已簽署,或應該簽署的 XPS 檔的一部分則不是。 如果 Verify 傳回此簽章狀態,則不需要進一步檢查簽章。

            // continuing do loop from previous code example
            *signingCertificate = certificate;
            *signatureStatus = localSignatureStatus;
            
            // note that this test should only downgrade the 
            // signature status, it should not upgrade it.
            switch (localSignatureStatus) {
                case XPS_SIGNATURE_STATUS_VALID:
                case XPS_SIGNATURE_STATUS_QUESTIONABLE:
                    // the signature is valid or questionable so
                    // save the actual status and set the new status
                    // to questionable so the certificates will be checked.
                    localSignatureStatus = XPS_SIGNATURE_STATUS_QUESTIONABLE;
                    break;

                case XPS_SIGNATURE_STATUS_INCOMPLIANT:
                    // the signature is not compliant 
                    break;

                case XPS_SIGNATURE_STATUS_INCOMPLETE:
                case XPS_SIGNATURE_STATUS_BROKEN:
                    // The Windows 7 XPS viewer displays incomplete signatures
                    // and broken signatures as broken.
                    *signatureStatus = XPS_SIGNATURE_STATUS_BROKEN;
                    localSignatureStatus = XPS_SIGNATURE_STATUS_BROKEN;
                    break;

                default:
                    // there should be no other possible status values
                    break;
            }
            // do loop continues in next code example

若要確認簽章狀態是否有效或可疑,請執行下列步驟:

  1. 取得憑證信任狀態。
  2. 評估傳回的憑證信任狀態。
  3. 傳回產生的狀態。

下一個程式碼範例不會測試每個可能的憑證信任狀態。 如需可傳回之狀態值的其他詳細資料,請參閱 CERT_TRUST_STATUS

            // continuing do loop from previous code example
            //
            // at this point, localSignatureStatus should be less than or 
            // equal to what it was before the test.

            // Check the certificate to see if it is valid
            if ((localSignatureStatus == XPS_SIGNATURE_STATUS_VALID) || 
                (localSignatureStatus == XPS_SIGNATURE_STATUS_QUESTIONABLE))
            {
                // This call builds the certificate trust chain from the 
                //  supplied certificate.  The certificate chain is used to
                //  authenticate the supplied certificate.
                hr = GetCertificateTrustStatus (
                    *signingCertificate, 
                    &signatureCertificateStore,
                    &certificateStatus);
                if (FAILED(hr))
                {
                    // ERROR: An attempt to authenticate the certificate 
                    //  has failed
                    break; // out of do loop with failed hr
                }

                // The Crypt API returns a status that can contain more than
                //  one status value.
                // statusFlagMask is set to test all bits except for the
                //  CERT_TRUST_REVOCATION_STATUS_UNKNOWN
                //  CERT_TRUST_IS_OFFLINE_REVOCATION
                //  CERT_TRUST_IS_NOT_TIME_VALID
                //  values because, for this test, these are not considered
                //  to be error conditions.
                DWORD statusFlagMask = ~(
                    CERT_TRUST_REVOCATION_STATUS_UNKNOWN | 
                    CERT_TRUST_IS_OFFLINE_REVOCATION | 
                    CERT_TRUST_IS_NOT_TIME_VALID);

                if (CERT_TRUST_NO_ERROR == (certificateStatus & statusFlagMask))
                {
                    // If *signatureStatus is already 
                    //    XPS_SIGNATURE_STATUS_VALID then there is no need to 
                    //    change the status as the certificate status has no 
                    //    certificate trust errors.
                    // If *signatureStatus is already 
                    //  XPS_SIGNATURE_STATUS_QUESTIONABLE then we will not
                    //  upgrade the trust status of the signature just 
                    //  because there is no trust issue with the certificate.
                }
                else
                {
                    // If trust errors were detected with the certificate, 
                    //  then this XPS signature is given a status of 
                    //  XPS_SIGNATURE_STATUS_QUESTIONABLE
                    *signatureStatus = XPS_SIGNATURE_STATUS_QUESTIONABLE;
                }

                // Handle additional certificate errors.  
                //  This is not an exhaustive list of possible errors.

                if (certificateStatus & CERT_TRUST_IS_NOT_TIME_VALID)
                {
                    // The XPS Viewer considers signatures with 
                    //  expired certificates as valid.
                }
                if (certificateStatus & CERT_TRUST_IS_PARTIAL_CHAIN)
                {
                    // This test ensures that we only degrade the 
                    //  trust status and never upgrade it
                    if (XPS_SIGNATURE_STATUS_VALID == *signatureStatus)
                    {
                        *signatureStatus = XPS_SIGNATURE_STATUS_QUESTIONABLE;
                    }
                }

                if (certificateStatus & CERT_TRUST_IS_NOT_SIGNATURE_VALID)
                {
                    // This test ensures that we only degrade the 
                    //  trust status and never upgrade it
                    if (XPS_SIGNATURE_STATUS_VALID == *signatureStatus)
                    {
                        *signatureStatus = XPS_SIGNATURE_STATUS_QUESTIONABLE;
                    }
                }

                if (certificateStatus & CERT_TRUST_IS_SELF_SIGNED)
                {
                    // This test ensures that we only degrade the 
                    //  trust status and never upgrade it
                    if (XPS_SIGNATURE_STATUS_VALID == *signatureStatus)
                    {
                        *signatureStatus = XPS_SIGNATURE_STATUS_QUESTIONABLE;
                    }
                }
                
                if (certificateStatus & CERT_TRUST_IS_UNTRUSTED_ROOT)
                {
                    // This test ensures that we only degrade the 
                    //  trust status and never upgrade it
                    if (XPS_SIGNATURE_STATUS_VALID == *signatureStatus)
                    {
                        *signatureStatus = XPS_SIGNATURE_STATUS_QUESTIONABLE;
                    }
                }
            }//End if

            hr = certificatesInSignature->MoveNext(&moreCertificates);
            if (FAILED(hr))
            {
                // ERROR: could not move to the next 
                //  certificate in the enumerator
                break; // out of do loop with failed hr
            }
        } while((*signatureStatus != XPS_SIGNATURE_STATUS_VALID) && 
                    moreCertificates);
    } // end if successful

    if (NULL != certificatesInSignature) certificatesInSignature->Release();

    return hr;
}

在下一個程式碼範例中,會呼叫下列程式碼範例所示的方法,以取得憑證信任狀態。

HRESULT GetCertificateTrustStatus(
    __in PCCERT_CONTEXT certificate,
    __in HCERTSTORE* certificateStore,
    __out DWORD* certificateStatus
)
{
    HRESULT    hr = S_OK;

    // The certificate chain that will be created from 
    //  the PCCERT_CONTEXT object passed in.  
    PCCERT_CHAIN_CONTEXT    certificateChain =    NULL;

    hr = CreateCertificateChain(
        certificate, 
        *certificateStore, 
        &certificateChain);

    if (SUCCEEDED(hr)) { 
        *certificateStatus = 
            certificateChain->TrustStatus.dwErrorStatus;
    }

    return hr;
}

上述程式碼範例中使用的憑證鏈結是藉由呼叫下列程式碼範例所示的方法所建立。

HRESULT 
CreateCertificateChain (
    __in PCCERT_CONTEXT            certificate,
    __in HCERTSTORE                certificateStore,
    __out PCCERT_CHAIN_CONTEXT* certificateChain
)
{
    HRESULT  hr = S_OK;

    CERT_CHAIN_PARA certificateChainParameters = {0};

    certificateChainParameters.cbSize = sizeof(CERT_CHAIN_PARA);
    certificateChainParameters.RequestedUsage.dwType = USAGE_MATCH_TYPE_AND;

    // CertGetCertificateChain builds a certificate chain that starts 
    //  from the PCCERT_CONTEXT structure provided by the caller.
    //  After the certificate chain has been successfully created, 
    //  then the authenticity of the certificate can be determined 
    //  by examining the errors, if any, that occurred while the chain
    //  was created.
    BOOL successCreatingCertChain = CertGetCertificateChain (
        NULL,
        certificate,
        NULL,
        certificateStore,
        &certificateChainParameters,
        CERT_CHAIN_REVOCATION_CHECK_CHAIN_EXCLUDE_ROOT,
        NULL,
        certificateChain);

    if (!successCreatingCertChain)
    {
        hr = HRESULT_FROM_WIN32(GetLastError());
    }
    return hr;
}

用於本節

CERT_CHAIN_CONTEXT

CERT_CONTEXT

CERT_TRUST_STATUS

CertAddCertificateCoNtextToStore

CertOpenStore

CertGetCertificateChain

IOpcCertificateEnumerator

IOpcCertificateEnumerator::GetCurrent

IOpcCertificateEnumerator::MoveNext

IXpsSignature

IXpsSignature::GetCertificateEnumerator

IXpsSignature::Verify

IXpsSignatureCollection

IXpsSignatureCollection::GetAt

IXpsSignatureCollection::GetCount

IXpsSignatureManager

IXpsSignatureManager::GetSignatures

XPS_SIGNATURE_STATUS

詳細資訊

在檔中內嵌憑證鏈結

XPS 數位簽章 API 錯誤

XPS 檔錯誤

XML 紙張規格