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FCA (Independent Publisher) (Preview)

The online Financial Services Register is a public record of financial services firms, individuals and other bodies regulated by the Financial Conduct Authority (FCA) in the UK

This connector is available in the following products and regions:

Service Class Regions
Logic Apps Standard All Logic Apps regions except the following:
     -   Azure Government regions
     -   Azure China regions
     -   US Department of Defense (DoD)
Power Automate Premium All Power Automate regions except the following:
     -   US Government (GCC)
     -   US Government (GCC High)
     -   China Cloud operated by 21Vianet
     -   US Department of Defense (DoD)
Power Apps Premium All Power Apps regions except the following:
     -   US Government (GCC)
     -   US Government (GCC High)
     -   China Cloud operated by 21Vianet
     -   US Department of Defense (DoD)
Contact
Name Gulshan Khurana
URL https://www.linkedin.com/in/gulshankhurana/
Email gulshankhurana@outlook.com
Connector Metadata
Publisher Gulshan Khurana
Website https://www.fca.org.uk/
Privacy policy https://www.fca.org.uk/privacy
Categories Business Management;Finance

Creating a connection

The connector supports the following authentication types:

Default Parameters for creating connection. All regions Not shareable

Default

Applicable: All regions

Parameters for creating connection.

This is not shareable connection. If the power app is shared with another user, another user will be prompted to create new connection explicitly.

Name Type Description Required
Email Address string The Email Address registered for this api True
API Key securestring The API Key for this api True

Throttling Limits

Name Calls Renewal Period
API calls per connection 100 60 seconds

Actions

Common Search

Gets the search results for Individuals, Firms or Collective Investment Schemes

Find Firm Details

Get information about a specific firm using its Firm Reference Number

Find Individuals Details

Get information about an Individual associated with its Individual Reference Number

Find Product Details

Get information about a product by using its Product Reference Number

Firm Activities and Permissions

Get information about the activities and permissions associated with a specific firm using its Firm Reference Number

Firm Address

Get information about a specific firm's addresses using its Firm Reference Number

Firm Disciplinary History

Get information about a Disciplinary History on a firm using its Firm Reference Number

Firm Exclusions

Get information about an Exclusion on a firm using its Firm Reference Number

Firm Individuals

Get information about the Individuals associated with a firm using its Firm Reference Number

Firm Other Names

Get information about the other names used by the firms using its Firm Reference Number

Firm Passport

Get information about a passport details by using its Firm Reference Number

Firm Passport Permission

Get information about a passport permission by using its Firm Reference Number and Country

Firm Regulators

Get information about a regulator on a firm using its Firm Reference Number

Firm Requirements

Get information about the requirements associated with a specific firm using its Firm Reference Number

Firm Requirements Investment Types

Get information about the investment types associated with a specific firm requirement using its Firm Reference Number and Requirement Reference

Firm Waiver

Get information about a Waiver on a firm using its Firm Reference Number

Individual Disciplinary History

Get information about Disciplinary History on an Individual using its Individual Reference Number

Product Other Name Details

Get information about other names of a product by using its Product Reference Number

Subfund Details

Get information about subfund of a product by using its Product Reference Number

Gets the search results for Individuals, Firms or Collective Investment Schemes

Parameters

Name Key Required Type Description
Query String
q True string

Query String

type
type True string

type

Returns

Name Path Type Description
Data
Data array of object

Data

URL
Data.URL string

API to fetch the detail record of the data

Reference Number
Data.Reference Number string

The Unique number of the record

Type of business or Individual
Data.Type of business or Individual string

The type of data returned. Example, Firm, Individual, Collective Investment Scheme

Name
Data.Name string

The name of the firm or individual or collective investment scheme

Find Firm Details

Get information about a specific firm using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
per_page
ResultInfo.per_page string

The number of records returned per page

Message
Message string

Message

Data
Data array of object

Data

Name
Data.Name string

URL to fetch other trading name/ brand name for the firm

Individuals
Data.Individuals string

URL to fetch the Individuals associated with the firm

Requirements
Data.Requirements string

URL to fetch associated requirements of the firm

Permission
Data.Permission string

URL to fetch the associated permissions of the firm

Passport
Data.Passport string

URL to fetch the associated passports of the firm

Regulators
Data.Regulators string

URL to fetch the associated regulators of the firm

Appointed Representative
Data.Appointed Representative string

URL to fetch the associated appointed representatives of the firm

Address
Data.Address string

URL to fetch the address and contact details of the firm

Waivers
Data.Waivers string

URL to fetch the associated waivers of the firm

Exclusions
Data.Exclusions string

URL to fetch the exclusions associated with the firm

DisciplinaryHistory
Data.DisciplinaryHistory string

URL to fetch any disciplinary history against the firm

System Timestamp
Data.System Timestamp string

System Timestamp

Exceptional Info Details
Data.Exceptional Info Details array of object

Exceptional Info Details

Exceptional Info Title
Data.Exceptional Info Details.Exceptional Info Title string

Exceptional Info Title

Exceptional Info Body
Data.Exceptional Info Details.Exceptional Info Body string

Exceptional Info Body

Status Effective Date
Data.Status Effective Date string

The effective date when the status was active from

E-Money Agent Status
Data.E-Money Agent Status string

Status as an E-Money Agent

PSD / EMD Effective Date
Data.PSD / EMD Effective Date string

Date from which the PSD/EMD Status was effective

Client Money Permission
Data.Client Money Permission string

Permission of the firm in relation to Client Money

Sub Status Effective from
Data.Sub Status Effective from string

Date from which the Sub-status was effective

Sub-Status
Data.Sub-Status string

Related sub-status to the firms status

Mutual Society Number
Data.Mutual Society Number string

Registered number as a Mutual Society

Companies House Number
Data.Companies House Number string

Registered number with Companies House

MLRs Status Effective Date
Data.MLRs Status Effective Date string

Date from which the MLRs Status was effective

MLRs Status
Data.MLRs Status string

Status under the Money Laundering Regulations

E-Money Agent Effective Date
Data.E-Money Agent Effective Date string

Date from which the E-Money Agent Status was effective

PSD Agent Effective date
Data.PSD Agent Effective date string

Date from which the PSD Agent Status was effective

PSD Agent Status
Data.PSD Agent Status string

Status as a PSD Agent

PSD / EMD Status
Data.PSD / EMD Status string

Status under the Payment Services Directive or the Electronic Money Directive

Status
Data.Status string

Register Status for the firm /Authorised

Business Type
Data.Business Type string

The type of the firm /Regulated

Organisation Name
Data.Organisation Name string

Name of the firm

FRN
Data.FRN string

FCA Firm Reference Number

Find Individuals Details

Get information about an Individual associated with its Individual Reference Number

Parameters

Name Key Required Type Description
IRN
IRN True string

Individual Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Disciplinary History
Data.Details.Disciplinary History string

URL to fetch the Disciplinary History

Roles & Activities
Data.Details.Roles & Activities string

URL to fetch all the roles of an individual

IRN
Data.Details.IRN string

Individual Reference Number

Commonly Used Name
Data.Details.Commonly Used Name string

Commonly used names of the individual

Full Name
Data.Details.Full Name string

The name of the Individual

Firm Name
Data.Workplace Location 1.Firm Name string

The firm name of an individual’s workplace(s) displayed at the town/city line of the address where holding a customer-facing role

Location 1
Data.Workplace Location 1.Location 1 string

The geographical location of an individual’s workplace(s) displayed at the town/city line of the address where holding a customer-facing role

Find Product Details

Get information about a product by using its Product Reference Number

Parameters

Name Key Required Type Description
PRN
PRN True string

FCA Product Reference Number

Returns

Name Path Type Description
Status
Status string

Status

per_page
ResultInfo.per_page string

The number of records returned per page

Message
Message string

Message

Data
Data array of object

Data

Sub-funds
Data.Sub-funds string

Display the sub fund information

Other Name
Data.Other Name string

Display the other name information

CIS Depositary
Data.CIS Depositary string

Display CIS depositary information

CIS Depositary Name
Data.CIS Depositary Name string

Display CIS depositary name information

Operator Name
Data.Operator Name string

Display the operator name information

Operator
Data.Operator string

Display the operator information

MMF Term Type
Data.MMF Term Type string

Display the MMF Term Type information

MMF NAV Type
Data.MMF NAV Type string

Display the MMF NAV Type information

Effective Date
Data.Effective Date string

Display the Effective Date information

Scheme Type
Data.Scheme Type string

Display the Scheme Type information

Product Type
Data.Product Type string

Display the Product Type information

ICVC Registration No
Data.ICVC Registration No string

Display the ICVC Registration No information

Status
Data.Status string

Display the Status information

Firm Activities and Permissions

Get information about the activities and permissions associated with a specific firm using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Acting as a CBTL advisor
Data.Acting as a CBTL advisor array of object

Acting as a CBTL advisor

Acting as a CBTL advisor
Data.Acting as a CBTL advisor.Acting as a CBTL advisor array of string

Acting as a CBTL advisor

Acting as a CBTL administrator
Data.Acting as a CBTL administrator array of object

Acting as a CBTL administrator

Acting as a CBTL administrator
Data.Acting as a CBTL administrator.Acting as a CBTL administrator array of string

Acting as a CBTL administrator

CBTL Status
Data.CBTL Status array of object

CBTL Status

CBTL Status
Data.CBTL Status.CBTL Status array of string

CBTL Status

CBTL Effective Date
Data.CBTL Effective Date array of object

CBTL Effective Date

CBTL Effective Date
Data.CBTL Effective Date.CBTL Effective Date array of string

CBTL Effective Date

Entering into Regulated Consumer Hire Agreements as owner
Data.Entering into Regulated Consumer Hire Agreements as owner array of object

Entering into Regulated Consumer Hire Agreements as owner

Limitation
Data.Entering into Regulated Consumer Hire Agreements as owner.Limitation array of string

Limitation

Agreeing to carry on a regulated activity
Data.Agreeing to carry on a regulated activity array of object

Agreeing to carry on a regulated activity

Limitation Not Found
Data.Agreeing to carry on a regulated activity.Limitation Not Found array of string

Limitation Not Found

Acting as a CBTL Administrator
Data.Acting as a CBTL Administrator array of object

Acting as a CBTL Administrator

Limitation Not Found
Data.Acting as a CBTL Administrator.Limitation Not Found array of string

Limitation Not Found

Firm Address

Get information about a specific firm's addresses using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

URL
Data.URL string

URL to fetch the specific address

Website Address
Data.Website Address string

Website address, if any, for the location

Phone Number
Data.Phone Number string

Phone, if any, for the location

Country
Data.Country string

The country of the address

Postcode
Data.Postcode string

The postcode of the address

County
Data.County string

The county of the address

Town
Data.Town string

The town of the address

Address Line 4
Data.Address Line 4 string

The fourth line of the address

Address Line 3
Data.Address Line 3 string

The third line of the address

Address Line 2
Data.Address Line 2 string

The second line of the address

Address Line 1
Data.Address Line 1 string

The first line of the address

Address Type
Data.Address Type string

Type of address

Firm Disciplinary History

Get information about a Disciplinary History on a firm using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

TypeofDescription
Data.TypeofDescription string

Display the final notice information of Disciplinary history

TypeofAction
Data.TypeofAction string

Display the Type of Action information of Disciplinary history

EnforcementType
Data.EnforcementType string

Display the Enforcement Type information of Disciplinary history

ActionEffectiveFrom
Data.ActionEffectiveFrom string

Display the Action Date information of Disciplinary history

Firm Exclusions

Get information about an Exclusion on a firm using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

PSD2_Exclusion_Type
Data.PSD2_Exclusion_Type string

Display the Exclusion type information

Particular_Exclusion_relied_upon
Data.Particular_Exclusion_relied_upon string

Display the Exemption Rule information

Description_of_services
Data.Description_of_services string

Display the description information

Firm Individuals

Get information about the Individuals associated with a firm using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Status
Data.Status string

The status of the individual

URL
Data.URL string

URL to fetch the control functions for this individual

IRN
Data.IRN string

Individual Reference Number

Name
Data.Name string

The name of the Individual

Firm Other Names

Get information about the other names used by the firms using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Current Names
Data.Current Names array of object

Current Names

Effective From
Data.Current Names.Effective From string

Effective From

Status
Data.Current Names.Status string

Status

Name
Data.Current Names.Name string

Name

Previous Names
Data.Previous Names array of object

Previous Names

Effective To
Data.Previous Names.Effective To string

Effective To

Effective From
Data.Previous Names.Effective From string

Effective From

Status
Data.Previous Names.Status string

Status

Name
Data.Previous Names.Name string

Name

Firm Passport

Get information about a passport details by using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Passports
Data.Passports array of object

Passports

PassportDirection
Data.Passports.PassportDirection string

PassportDirection

Permissions
Data.Passports.Permissions string

Permissions

Country
Data.Passports.Country string

Country

Firm Passport Permission

Get information about a passport permission by using its Firm Reference Number and Country

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Country
Country True string

Enter the country name to get information about a passport permission of a firm

Returns

Name Path Type Description
Data
Data array of object

Data

Permissions
Data.Permissions array of object

Permissions

Name
Data.Permissions.Name string

Name

InvestmentTypes
Data.Permissions.InvestmentTypes array of string

InvestmentTypes

PassportType
PassportType string

Hold the passport type information like Service

PassportDirection
PassportDirection string

Display the passport direction information e.g. Passporting Out or Passporting In

Directive
Directive string

Display the directive information for country specific passport

Country
Country string

Display the country information

Firm Regulators

Get information about a regulator on a firm using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Termination Date
Data.Termination Date string

The date until which the regulator will be valid

Effective Date
Data.Effective Date string

The date from which the regulator was effective from

Regulator Name
Data.Regulator Name string

Name of the Regulator

Firm Requirements

Get information about the requirements associated with a specific firm using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Effective Date
Data.Effective Date string

Date from which the Requirement became effective

Value
Data.Derivatives as incidental services only. string

The description of the requirement. The requirement data is structured in large paragraphs and therefore is represented with escape sequence to identify paragraphs, tabs and new lines

Requirement Reference
Data.Requirement Reference string

Requirement reference number

Financial Promotions Requirement
Data.Financial Promotions Requirement string

TRUE for financial promotions requirement, FALSE otherwise

Financial Promotions Investment Types
Data.Financial Promotions Investment Types string

API URL for Investment Types for the Financial Promotions Requirement

Firm Requirements Investment Types

Get information about the investment types associated with a specific firm requirement using its Firm Reference Number and Requirement Reference

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Requirement Ref #
REQREF True string

Requirement Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Investment Type Name
Data.Investment Type Name string

Name of the Investment Type associated with the Requirement

Firm Waiver

Get information about a Waiver on a firm using its Firm Reference Number

Parameters

Name Key Required Type Description
FRN
FRN True string

FCA Firm Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Waivers_Discretions_URL
Data.Waivers_Discretions_URL string

Display the waivers attachment URL information

Waivers_Discretions
Data.Waivers_Discretions string

Display the waivers attachment name information

Rule_ArticleNo
Data.Rule_ArticleNo array of string

Rule_ArticleNo

Individual Disciplinary History

Get information about Disciplinary History on an Individual using its Individual Reference Number

Parameters

Name Key Required Type Description
IRN
IRN True string

Individual Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

TypeofDescription
Data.TypeofDescription string

Display the final notice information of Disciplinary history

TypeofAction
Data.TypeofAction string

Display the Type of Action information of Disciplinary history

EnforcementType
Data.EnforcementType string

Display the Enforcement Type information of Disciplinary history

ActionEffectiveFrom
Data.ActionEffectiveFrom string

Display the Action Date information of Disciplinary history

Product Other Name Details

Get information about other names of a product by using its Product Reference Number

Parameters

Name Key Required Type Description
PRN
PRN True string

FCA Product Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

Effective To
Data.Effective To string

Display the other name effective to information

Effective From
Data.Effective From string

Display the other name effective from information

Product Other Name
Data.Product Other Name string

Display the other name information

Subfund Details

Get information about subfund of a product by using its Product Reference Number

Parameters

Name Key Required Type Description
PRN
PRN True string

FCA Product Reference Number

Returns

Name Path Type Description
Data
Data array of object

Data

URL
Data.URL string

Display the sub-fund product information

Sub-Fund Type
Data.Sub-Fund Type string

Display the sub-fund type information

Name
Data.Name string

Display the sub-fund name information